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24 articles for “compliance”

Guides Compliance and governance guide …level; your institution remains responsible for its own compliance programme, policies and regulatory judgements. 1. Governance principles Human accountable, AI accelerated. People make every decision…
Reference Security and privacy overview …that data and the evidence they produce. It is written for compliance, risk, audit and information-security teams evaluating or using FlowSentry. Access control Strong authentication Multi-factor…
Reference Glossary This glossary explains the anti-money-laundering (AML) and compliance terms you will meet in FlowSentry, alongside the product's own vocabulary. Terms are listed alphabetically. Where a term names a…
Blog & updates Dashboards that answer the next question …Alerts, high and critical alerts, cases opened, SLA compliance, high-risk customers, screening backlog, pinned metrics Transaction monitoring /dashboards/monitoring Volumes and value by day, channel…
FAQs AI and data protection FlowSentry uses AI to speed up the work of compliance teams: summarising alerts, drafting investigation memos and STR narratives, explaining screening matches and risk ratings, and answering questions…
User roles KYC reviewer, relationship manager and senior approver …returns to you. Answer information requests from the compliance team on Information requests (/requests) with Send answer. Your answer is recorded with your name. Read customers and accounts, and…
Guides MLRO guide …(/dashboards/executive): alerts, cases opened, SLA compliance, STRs filed, high-risk customers, screening backlog and AI assists against the previous period. Transaction monitoring…
FAQs Security and access FlowSentry protects sensitive compliance work with multi-factor authentication, fresh second-factor checks for high-impact actions, strict segregation of duties and a tamper-evident audit trail. This…
Getting started Welcome to FlowSentry …screens every customer, rates customer risk and gives your compliance team one place to investigate, decide and report — with AI assistants that draft the paperwork and people who make every decision.…
Guides Administrator guide …end to end. Related Administrator and integration engineer Compliance and governance guide Troubleshooting FAQ
User roles Auditor, QA reviewer and executive …User roles at a glance Use dashboards Export data safely Compliance and governance guide Security and privacy overview
Tutorials Draft and file an STR …and time-stamped. Related MLRO guide MLRO and Deputy MLRO Compliance and governance guide
How-to guides Export data safely …Security and privacy overview Draft and file an STR Compliance and governance guide
FAQs General questions …FlowSentry make us compliant? FlowSentry supports your compliance programme with monitoring, screening, risk rating, case management, reporting and evidence. Your institution remains responsible for…
Blog & updates Introducing the new FlowSentry experience …a new look and a new way of moving around FlowSentry. Compliance teams spend long days in the product, often under deadline pressure, so we rebuilt the frame around three goals: get to the right page…
Getting started Key concepts …and decides. Related Glossary Status and badge meanings Compliance and governance guide
Guides KYC and onboarding guide …they are being looked at, or that a question came from compliance. Tipping-off is an offence. 8. Good practice Capture identifiers exactly as on the document; registers search on exact identifiers.…
User roles MLRO and Deputy MLRO …User roles at a glance Draft and file an STR MLRO guide Compliance and governance guide Sign in and MFA
User roles Risk manager …customer risk review Screening and risk FAQ Use dashboards Compliance and governance guide
Blog & updates Rules without code: the guided rule builder Monitoring rules should belong to the compliance team that answers for them, not to whoever can read a configuration file. This release brings a guided rule builder and a new rule library to…
Blog & updates Smarter screening and explainable risk Screening and customer risk rating are where compliance teams spend much of their time and where examiners ask the hardest "why" questions. This release makes both faster to work and easier to…
How-to guides Use dashboards: period, comparison, drill-through and export …it is bad (a rise in SLA breaches is red; a rise in SLA compliance is green) on trend charts the previous period is drawn as a dashed line. Switch Compare to previous period off if you want a cleaner…
User roles User roles at a glance …MLRO Money Laundering Reporting Officer or head of compliance Everything a senior analyst has, plus decide and view STRs, approve rules, manage and approve lists, review and approve onboarding,…
Getting started Your first day, by role …Answer any Information requests (/requests) from the compliance team. Look customers up on Customers and propose KYC updates when details change. Read next: Onboard a corporate customer. Senior…