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13 articles for “exclusions”

How-to guides Add a good-guy screening exclusion …you proposed. Analysts and Senior analysts can see the Exclusions page and benefit from exclusions, but cannot propose them. Note: An exclusion covers one customer and one list entry. It does not stop…
Blog & updates Smarter screening and explainable risk …is advisory and never changes the engine score. Good-guy exclusions and the PEP register Exclusions (/screening/exclusions) records known customers who are not the listed party. While an approved…
FAQs Screening and risk …most three years, and a checker approves it with step-up. Exclusions apply to real-time, onboarding and rescreen screening, and the page shows those expiring in the next 30 days. What are PEPs and…
User roles User roles at a glance …internal and domestic watchlists Propose list changes and exclusions; dashboards /screening/lists, /screening/exclusions Screening checker Four-eyes on screening Confirm true matches and proposed…
User roles MLRO and Deputy MLRO …hits. Propose and approve list changes and good-guy exclusions (never the same item). Review and approve onboarding applications, including high-risk ones. Approve KYC changes, EDD sign-offs, risk…
Guides MLRO guide …true match, Approve clear or Reject proposal Good-guy exclusions and internal list entries Exclusions (/screening/exclusions) and Watchlists PEP declassification requests PEP register (/screening/pep)…
User roles Administrator and integration engineer …rule versions. Propose list changes and good-guy exclusions. Read the Audit trail, including the chain integrity check, and run Regulator reviews. Watch Platform health: scheduled jobs, source…
Reference Release notes …code and narrative. Four-eyes still applies per hit. Exclusions ("good-guy" exclusions) with checker approval and expiry tracking. A PEP register for PEP and RCA designations, declassification under…
Tutorials Review a screening hit …different person with list-approval rights approves it on Exclusions (/screening/exclusions). See Add a good-guy screening exclusion. Tips Check the customer's profile before deciding — context…
Guides Administrator guide …rule versions; propose changes to watchlists and exclusions (approval sits with list approvers); read the audit trail and regulator reviews, rules and dashboards, including AI usage; view Platform…
Getting started Find your way around …pages Screening Hits, Name search, Batch screening, Exclusions, PEP register, Watchlists, Designations, Four-eyes policy Reporting Reporting, Reporting KPIs, Regulator reviews, Audit trail Insight…
FAQs Security and access …go-live, mapping templates, KYC changes on live customers, exclusions, PEP declassification, risk overrides and risk model activation. What if the MLRO recorded the suspicion? Then the MLRO cannot…
Getting started Welcome to FlowSentry …review with explanations; name search; batch screening; exclusions; the PEP register. Screening, /screening Reporting Suspicious transaction reports (STR/SAR) and cash transaction reports (CTR) in…