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28 articles for “maker-checker”

Guides Compliance and governance guide …navigation and the server enforce the same permissions. 2. Maker-checker (segregation of duties) FlowSentry enforces maker-checker on the server, per item. A person may hold both the maker and checker…
User roles User roles at a glance …/analysis/files Senior analyst Team lead and first checker Everything an analyst has, plus supervise cases, QA review, confirm screening hits, bulk-close alerts, propose KYC changes /alerts, /qa,…
Guides Administrator guide …(/admin/settings) has several sections. Settings under maker-checker The following change only through a proposal and a second administrator's approval with step-up: Base currency: the currency…
Getting started Key concepts …EDD (enhanced due diligence) case automatically. Controls Maker-checker (four eyes) Maker-checker means one person proposes (the maker) and a different person approves (the checker). FlowSentry…
How-to guides Propose and approve a KYC change Change a live customer's KYC details under maker-checker, from the proposal to the approval.
How-to guides Switch a built-in scenario off or back on Stop a built-in monitoring scenario running for your institution, or bring it back, through maker-checker approval.
How-to guides Manage tenant settings and kill switches Change your institution's currency, time zone, calendar and suspicion clock under maker-checker, and use kill switches, webhooks and reason codes.
Tutorials Review a screening hit …matches and higher-risk clears. Before you start Reviewer (maker): Analyst, Senior analyst, MLRO or Deputy MLRO role. Checker: Senior analyst, MLRO, Deputy MLRO or Screening checker role — a different…
Blog & updates Rules without code: the guided rule builder …Rule versions (/monitoring) shows every version and its maker-checker status. How to try it Open Monitoring in the rail and select Create rule. Choose Describe it in plain English and describe a…
FAQs Security and access …Why can't I approve my own item? FlowSentry enforces maker-checker: one person never plays both parts on the same item. If you proposed, authored, recorded or captured something, a different…
Reference Glossary …it. Clear proposed A screening clear that needs a checker's approval, because the hit is on a statutory list or scores above your four-eyes threshold. Command palette The search-and-jump box opened…
Tutorials Build a monitoring rule and get it approved Create a rule with the guided builder, backtest it, submit it, and have a second person approve it with step-up.
User roles MLRO and Deputy MLRO The MLRO and Deputy MLRO decide suspicions, release STRs and approve the institution's regulated changes.
FAQs Screening and risk …Four-eyes policy sets a score above which a clear needs a checker. True matches and clears on statutory lists always need two people. In those cases your decision becomes Clear proposed or True match…
Reference Status and badge meanings …subject and entry Clear proposed A clear waiting for a checker A checker uses Approve clear True match proposed A true match waiting for a checker A checker confirms or rejects it with step-up True…
User roles Administrator and integration engineer …need a second administrator. Tenant settings change under maker-checker: one administrator proposes, a different administrator approves with a fresh second factor. Plan for at least two administrators…
Guides Analyst guide …your institution's threshold, become Clear proposed for a checker. A clear is remembered for that subject and list entry until either changes. Other screening tools: Name search (/screening/search):…
Guides MLRO guide …The two roles hold the same permissions; the deputy is the checker for anything the MLRO made, and decides suspicions the MLRO recorded. You can do everything an analyst can, and on top of that you…
Reference Release notes …and suggests a draft rule. Drafts still go through rule maker-checker. Pivot analytics with saved views and Export XLSX, and a Metric designer for metrics with amber and red thresholds that you can…
Blog & updates Smarter screening and explainable risk …above your policy threshold, become Clear proposed for a checker; the rest clear at once, are remembered and are sampled for QA. The result tells you how many were cleared, sent to a checker or…
Guides KYC and onboarding guide …new customers, keeping KYC records accurate under maker-checker, and enhanced due diligence for higher-risk relationships. It is written for relationship managers (RMs), KYC reviewers and senior…
Reference Security and privacy overview …a button is never the only control. Segregation of duties Maker-checker is enforced on the server for each item: the person who proposes, authors, records or captures something can never approve it.…
FAQs AI and data protection …nothing is submitted automatically. The decision, and the maker-checker approval behind it, stays with named people. Can Ask Sentry change anything? No. Ask Sentry carries a Read-only badge. It…
User roles Auditor, QA reviewer and executive …three What needs a second person These roles are mostly checkers, not makers: The QA reviewer is the second person on an alert closure. You cannot review your own closure. The auditor makes no…
Blog & updates Dashboards that answer the next question …draft rule still goes through the rule builder and maker-checker approval. Dashboards never touch live transaction tables. They read analytics read models refreshed in the background about every 15…
FAQs General questions …prepare drafts; people make every regulated decision. Maker-checker on every regulated outcome. One person proposes, a different person approves, so no one acts alone on a filing, a rule, a list or a…
Blog & updates Introducing the new FlowSentry experience …Your data, your roles and your controls are unchanged. Maker-checker, step-up and reason capture work exactly as before and keep their dedicated screens. Successful actions confirm with a short…
Blog & updates Meet Ask Sentry: AI that drafts, people decide …rule. Those actions stay behind your institution's roles, maker-checker and step-up. How to try it Open any case and press Ctrl+J (or ⌘J). Ask "What are the main risk indicators on this case?" and…