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30 articles for “pep”

FAQs Screening and risk …page shows those expiring in the next 30 days. What are PEPs and RCAs? A politically exposed person (PEP) holds, or has held, a prominent public function. A relative or close associate (RCA) is linked…
Tutorials Review a screening hit …their directors and beneficial owners — against sanctions, PEP and internal lists, possible matches arrive as hits. This tutorial walks through reviewing one hit, from the queue to a decision,…
How-to guides Run an ad-hoc name search or batch screening …or business you screened that they matched a sanctions or PEP list. Follow your institution's tipping-off procedure. Related Review a screening hit Export data safely Screening and risk FAQ
Getting started Key concepts …director or beneficial owner) and an entry on a sanctions, PEP or internal list. Each hit is reviewed and decided: cleared as a false positive, proposed as a true match for a second person to confirm,…
Guides KYC and onboarding guide …senior management sign-off required for higher-risk and PEP relationships. Approved customers are handed into the customer register and rated under your risk model. Declined applications are recorded…
Blog & updates Smarter screening and explainable risk …changes the engine score. Good-guy exclusions and the PEP register Exclusions (/screening/exclusions) records known customers who are not the listed party. While an approved exclusion is in force,…
Guides Analyst guide …Potential hits at once with one reason code and narrative. PEP register (/screening/pep): designate PEPs and RCAs and request declassification. See Review a screening hit. 5. File analysis File…
Reference Glossary …risk band whatever the score, for example a domestic PEP is never below Medium. Flyout The panel that opens from an icon-rail module, listing its pages with one-line descriptions. You can pin it open.…
User roles Analyst and senior analyst …and screen a CSV file in Batch screening. Designate a PEP or request a PEP declassification for a checker to decide. Author monitoring rules in the guided rule builder and backtest them. Analyse a…
Guides MLRO guide …entries Exclusions (/screening/exclusions) and Watchlists PEP declassification requests PEP register (/screening/pep) KYC changes on live customers KYC changes (/customers/kyc-changes) Risk overrides…
Tutorials Run a customer risk review …lift the band regardless of score; for example, a domestic PEP is never rated below Medium. Until your institution activates its own model, ratings use the platform reference model, labelled "Platform…
Guides Administrator guide …Council, OFAC SDN, Kenya domestic designations and a PEP list) are maintained by the FlowSentry list desk. Statutory lists are always screened. You may unsubscribe from a policy list with a reason and…
How-to guides Check platform health and scheduled jobs …(given up after retries) Platform sanctions and PEP lists When each list was last fetched AI usage Calls, tokens and cost What job statuses mean Status Meaning Succeeded The run finished normally…
Guides Compliance and governance guide …reviews Politically exposed persons FATF Recommendation 12 PEP screening, PEP register, floor rules, senior approval of high-risk relationships Record keeping POCAMLA; FATF Recommendation 11…
Getting started Find your way around …Screening Hits, Name search, Batch screening, Exclusions, PEP register, Watchlists, Designations, Four-eyes policy Reporting Reporting, Reporting KPIs, Regulator reviews, Audit trail Insight…
FAQs General questions …real-time rules and scenarios screening against sanctions, PEP and internal lists customer risk rating with enhanced due diligence (EDD) client onboarding, where your institution has switched it on…
Reference Release notes …exclusions) with checker approval and expiry tracking. A PEP register for PEP and RCA designations, declassification under maker-checker and 12-month reviews. Match explanation on every hit: Side by…
User roles Risk manager …Customer risk dashboard /dashboards/customers Bands, KYC, PEPs, reviews and ID expiries My approvals /approvals/inbox Items waiting for a second pair of eyes How ratings work, briefly Customers are…
How-to guides Search for any customer, account or case …list with the filters if needed: risk band, KYC status, PEP, sanctions, country, branch, onboarding date, reviews due or IDs expiring. Select a row to open the customer profile. The tiles at the top…
FAQs Security and access …a screening true match, or approving a proposed clear or a PEP decision activating a watchlist version or approving an exclusion activating a rule or a risk model, and approving a risk override…
Getting started Welcome to FlowSentry …directors and beneficial owners against sanctions, PEP and internal lists; hit review with explanations; name search; batch screening; exclusions; the PEP register. Screening, /screening Reporting…
How-to guides Add a good-guy screening exclusion Some customers share a name with someone on a sanctions or PEP list and are matched every time they are screened. A good-guy exclusion records that this customer is not that listed party. While an…
How-to guides Clear several screening hits at once …to clear. Useful tools: Category (for example Sanctions, PEP or Internal), List and Status filters the search box, "Search subject, entry or list" the order: Risk (TFS first), Highest score or Oldest…
Blog & updates Dashboards that answer the next question …risk /dashboards/customers Risk bands, KYC status, PEPs, reviews due, IDs expiring in 30, 60 or 90 days Reporting KPIs (STR-privileged roles) /dashboards/reporting STR, SAR and CTR filing status,…
User roles KYC reviewer, relationship manager and senior approver …A high-risk application, for example one with a foreign PEP as a beneficial owner, needs senior approval with a fresh second factor. Tip: Numbers on customer profiles are masked. Reveal shows them and…
Tutorials Onboard a corporate customer …floor rules that raised the band (for example, a foreign PEP among the beneficial owners forces High), and anything Outstanding before a decision. If something is missing, select Return to RM with a…
How-to guides Propose and approve a KYC change …example identity documents, addresses, contacts or the PEP self-declaration). Enter the new value. Fill in Reason for the change. Say where the new information came from, for example "Updated ID…
Reference Security and privacy overview …approach, customer due diligence, record keeping, PEPs and suspicious transaction reporting Data Protection Act 2019 (Kenya) Minimisation, pseudonymisation, access control and retention FRC goAML…
Getting started Sign in, set up MFA and understand step-up …a true screening match, approving a proposed clear or a PEP decision; approving a good-guy exclusion or activating a watchlist version; activating a monitoring rule or switching a built-in scenario…
Reference Status and badge meanings …Confirmed as the listed party Follow your sanctions or PEP procedure; risk is re-scored Escalated Sent to a case Continue on the case Statutory TFS list The hit is on a statutory sanctions list Always…