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30 articles for “risk”

Blog & updates Smarter screening and explainable risk Screening and customer risk rating are where compliance teams spend much of their time and where examiners ask the hardest "why" questions. This release makes both faster to work and easier to…
User roles Risk manager The risk manager owns how FlowSentry rates customers. You draft and test risk model versions, propose overrides where the model misses something, work enhanced due diligence (EDD) for high-risk…
Tutorials Run a customer risk review Every customer in FlowSentry has a risk rating that you can take apart factor by factor. This tutorial follows a typical review: you spot a customer whose rating looks too low, understand why, test…
FAQs Screening and risk Screening and customer risk rating are two of the most closely examined parts of any AML programme. This page explains how FlowSentry raises and remembers screening hits, how the different lists…
Reference Status and badge meanings …the listed party Follow your sanctions or PEP procedure; risk is re-scored Escalated Sent to a case Continue on the case Statutory TFS list The hit is on a statutory sanctions list Always needs two…
Getting started Your first day, by role …with grounds. Check My approvals for rules, KYC changes, risk overrides and other items waiting for you. Review Reporting (/reporting) for filings awaiting hand-off to the FIU portal, and the…
Blog & updates Introducing the new FlowSentry experience …and keep the screen quiet until something is genuinely risky. What's new An icon rail with flyouts The left edge of the screen now holds an icon rail with one icon per module: Home, Work, Monitoring,…
Getting started Key concepts …accounts, rapid pass-through, velocity and wires to high-risk jurisdictions. Your institution can run the built-ins as shipped, tune them, switch them off, or write its own rules. Every rule has…
Guides MLRO guide …2. Your daily view Dashboard (/): open alerts, SLA at risk, screening hits and Waiting for you — the four-eyes items you can approve. Notifications (the bell) and My approvals (/approvals/inbox):…
Reference Release notes …monitoring, Operations & SLA, Screening, Customer risk, AI usage and a personal My dashboard you can customise from a widget catalogue. A shared frame on every dashboard: periods from 7D to YTD or…
FAQs AI and data protection …memos and STR narratives, explaining screening matches and risk ratings, and answering questions about what is on screen. This page explains how personal data is protected along the way and why…
User roles Auditor, QA reviewer and executive …backtests and rule performance. Read customers, accounts, risk ratings, EDD cases and the EWRA. Open every dashboard, including Operations & SLA, Customer risk and AI usage. What you cannot do Act on…
Guides Compliance and governance guide …over code. Thresholds, lists, calendars, reason codes, risk models and policies are your institution's governed settings. Least privilege. Roles grant only what a job needs; navigation and the server…
Getting started Find your way around …Customers Customers, Accounts, KYC changes, Customer risk, Risk models, EDD workbench, EWRA, and the onboarding pages Screening Hits, Name search, Batch screening, Exclusions, PEP register,…
FAQs General questions …the other FAQ pages cover AI, security, screening and risk, and troubleshooting in more depth. About FlowSentry What is FlowSentry? FlowSentry is an AI-assisted anti-money-laundering (AML) and…
Reference Glossary …"no findings" is not a clean bill of health. CRR Customer risk rating: a score and band summarising a customer's money-laundering and terrorist-financing risk. CTR Cash transaction report: a report to…
Guides KYC and onboarding guide …under maker-checker, and enhanced due diligence for higher-risk relationships. It is written for relationship managers (RMs), KYC reviewers and senior approvers, and is useful for risk managers and…
User roles KYC reviewer, relationship manager and senior approver …queue: Accept or Reject. Work EDD checklists for high-risk customers: Mark complete with a note on each item, then Submit for approval. Read customers and propose KYC changes. Upload documents. What…
Blog & updates Meet Ask Sentry: AI that drafts, people decide …triage Alert drawer → Summarise with AI Why it fired, risk context and a suggestion; Use as rationale fills the rationale and reason code Sentry Agent memo Case → Overview → Investigate with AI…
User roles MLRO and Deputy MLRO …Review and approve onboarding applications, including high-risk ones. Approve KYC changes, EDD sign-offs, risk overrides and risk model activations. Complete an EWRA cycle as the sign-off. Supervision…
Tutorials Onboard a corporate customer …consent, identity checks, beneficial ownership, screening, risk and a decision, with a different person at each control point. This tutorial onboards a limited company. Individual customers follow the…
Tutorials Review a screening hit …that FlowSentry requires for true matches and higher-risk clears. Before you start Reviewer (maker): Analyst, Senior analyst, MLRO or Deputy MLRO role. Checker: Senior analyst, MLRO, Deputy MLRO or…
FAQs Security and access …version or approving an exclusion activating a rule or a risk model, and approving a risk override approving a KYC change or a high-risk onboarding approving tenant settings and turning kill switches…
Reference Security and privacy overview …the evidence they produce. It is written for compliance, risk, audit and information-security teams evaluating or using FlowSentry. Access control Strong authentication Multi-factor authentication…
User roles User roles at a glance …and approve lists, review and approve onboarding, approve risk models, approve KYC changes /approvals, /reporting, /risk/models, /approvals/inbox Deputy MLRO The MLRO's checker counterpart Identical…
Getting started Welcome to FlowSentry …every transaction, screens every customer, rates customer risk and gives your compliance team one place to investigate, decide and report — with AI assistants that draft the paperwork and people who…
Blog & updates Dashboards that answer the next question …and critical alerts, cases opened, SLA compliance, high-risk customers, screening backlog, pinned metrics Transaction monitoring /dashboards/monitoring Volumes and value by day, channel and event…
How-to guides Use AI assistants responsibly …this match Use narrative fills the decision narrative only Risk explainer Customer, risk tab, Explain this rating An advisory reading of what drives the rating KYC review KYC change, Review with AI…
User roles Analyst and senior analyst …and promote findings to alerts. Read customers, accounts, risk ratings and the live transaction feed. Upload evidence documents and use the AI assistants, which draft but never decide. As a senior…
How-to guides Search for any customer, account or case …customers: Analyst, Senior analyst, MLRO, Deputy MLRO, Risk manager, Auditor, Relationship manager, KYC reviewer or Senior approver. Cases appear only for roles that can read cases (Analyst, Senior…