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13 articles for “tipping-off”

How-to guides Export data safely …Export STR register, Download XML bundle, Download hand-off package STR material is for STR-privileged roles only; the hand-off needs MLRO authority with step-up Link analysis (/cases/link-analysis)…
User roles KYC reviewer, relationship manager and senior approver …the KYC reviewer checks, and the senior approver signs off. FlowSentry keeps the three steps in separate hands so that no one approves a customer, a KYC change or an enhanced due diligence (EDD)…
Getting started Key concepts …can run the built-ins as shipped, tune them, switch them off, or write its own rules. Every rule has thresholds — named parameters such as a minimum amount or a count — that your institution can set…
Guides MLRO guide This guide is for the Money Laundering Reporting Officer (MLRO) and the Deputy MLRO. The two roles hold the same permissions; the deputy is the checker for anything the MLRO made, and decides…
Guides Compliance and governance guide …a monitoring rule version, or propose switching a built-in off Approve or reject Yes Capture an onboarding application Approve or decline Yes, for high-risk Review a high-risk onboarding application…
Tutorials Draft and file an STR …builds the goAML report, checks it, and tracks its hand-off to the Financial Reporting Centre (FRC). This tutorial covers both sides. Before you start Investigator: Analyst, Senior analyst, MLRO or…
FAQs Security and access …approving tenant settings and turning kill switches on or off approving a data source go-live, and rotating or revoking its key How long does a step-up last? Your confirmation must be at most five…
Guides Analyst guide …an alert looks like a duplicate it usually is: rule cool-offs mean one sustained pattern raises one alert. 3. Investigating a case A case (/cases/{id}) moves forward through Triage, Investigation,…
Reference Security and privacy overview …are never used to screen another institution's customers. Tipping-off controls STR material is visible only to STR-privileged roles. Relationship managers and executives never see alerts or cases; a…
Guides KYC and onboarding guide …STR material. This protects you and the institution from tipping-off risk. 2. Onboarding new customers Client onboarding is an optional module. If Applications does not appear under Customers, it is…
Reference Glossary …a page, action or record reference and press Enter. Cool-off A period after a rule raises an alert during which it does not raise another for the same subject, to avoid duplicate alerts. Coverage In…
How-to guides Search for any customer, account or case …see alerts, cases or STR material. This protects against tipping-off. You only ever see your own institution's records. Warning: If you expected to find a record and it does not appear, do not ask a…
How-to guides Run an ad-hoc name search or batch screening …matched a sanctions or PEP list. Follow your institution's tipping-off procedure. Related Review a screening hit Export data safely Screening and risk FAQ